Client account, portfolio, trading and compliance information are all electronically tracked and updated in real time in order to comply with all regulatory requirements, and trade suitability. Daily downloads from various providers assist in providing up-to-date financial information for clients, at the same time providing commission information to the financial institution.

S21C is capable of tracking all information for all types of products, and therefore able to provide consolidated financial statements encompassing financial information from various different provider companies. DocFax and RepFax allow the financial institution to maintain client and rep records electronically in a secure location, yet with the ability to view the records without having to sort through paper files.

The compliance engine runs a multitude of reports to provide the financial institution the reporting ability necessary to satisfy regulatory audits. As the industry evolves, so does S21C. S21C strives to stay a step ahead in implementing new technology and new necessary abilities prior to regulatory body imposed deadlines.